Giselle Gabrielle Rosique
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
11 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Bank of America, N.A.May 2025 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 2025 to now
- UnemployedJul 2024 to now
- Charles Schwab & Co.Mar 2021 to Jul 2024
- UnemployedSep 2020 to Mar 2021
- Massmutual Financial GroupJun 2020 to Sep 2020
- StudentAug 2019 to Jun 2020
- Willies Grill and IcehouseJun 2019 to Sep 2019
- Cetera AdvisorsJun 2019 to Aug 2019
- StudentJul 2018 to May 2019
- Bill MillersMay 2018 to Jun 2018
- UnemployedSep 2017 to May 2018
- AXA AdvisorsJun 2017 to Aug 2017
- UnemployedSep 2015 to Jun 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (NY, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6525874
- Firm CRD
- 7691