Harper J Hicks
Investment adviser representative at Rockefeller Capital Management
11 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$99.6BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- Rockefeller Financial LLCFeb 2024 to now
- Morgan Stanley Private Bank, N.A.Mar 2018 to Feb 2024
- Morgan StanleyFeb 2018 to Feb 2024
- College for Financial PlanningOct 2017 to Feb 2018
- Consolidated Portfolio Review Corp.May 2017 to Oct 2017
- Sterling Monroe Securities, LLCMay 2017 to Oct 2017
- The Prudential Insurance Company of AmericaMay 2016 to May 2017
- Pruco Securities, LLCMay 2015 to Apr 2017
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2016
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 2 states (NC, TX).
Rockefeller Capital Management
Legal name: Rockefeller Financial LLC
$99.6BAssets managed
50,292Clients
692Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6523926
- Firm CRD
- 291361