Geoffrey Daniel Stephens
Investment adviser representative at Wells Fargo Advisors
11 yearsExperience
1 stateRegistered in
$671.4BFirm assets
36 yearsFirm in business
Are you Geoffrey Daniel Stephens? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- Wells Fargo Clearing Services, LLCMay 2023 to now
- Wells Fargo Bank, NAApr 2023 to now
- UnemployedSep 2022 to Apr 2023
- Bank of America, N.A.Aug 2022 to Aug 2022
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 2022 to Aug 2022
- Wells Fargo Bank NAFeb 2017 to Apr 2022
- Wells Fargo Clearing Services, LLC.Feb 2017 to Apr 2022
- Principal Life Insurance CompanyJun 2015 to Feb 2017
- Princor Financial Services CorporationJun 2015 to Feb 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2015
- Series 65 · Uniform Investment Adviser Law2017
State registrations
Registered as an investment adviser representative in 1 state (SC).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6523274
- Firm CRD
- 19616