Carl E Ekstrom
Investment adviser representative at Hightower Advisors, LLC
11 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$198.6BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- Hightower Advisors, LLCJan 2025 to now
- Financial Planning and Information Services Inc.Jun 2023 to Dec 2024
- Charles Schwab & Co., Inc.Jul 2021 to Jun 2023
- Charles Schwab Bank, SsbJul 2021 to Jun 2023
- TD Ameritrade Investment Management, LLCJul 2021 to Jun 2023
- TD Ameritrade, Inc.Jul 2021 to Jun 2023
- Ameriprise Financial Services IncJan 2021 to Jun 2021
- TD Ameritrade Investment Management, LLCFeb 2018 to Jan 2021
- TD Ameritrade, Inc.Feb 2018 to Jan 2021
- ScottradeJul 2015 to Jan 2021
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2015
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 1 state (WI).
Hightower Advisors, LLC
$198.6BAssets managed
64,035Clients
1,036Advisers
18 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6520517
- Firm CRD
- 145323