Sean Anthony Siracusa
Investment adviser representative at LPL Financial LLC
6 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
6 years in the industry.
- LPL Financial LLCMar 2021 to now
- Northwest BankMar 2021 to now
- Mass Mutual Life Insurance CompanyFeb 2021 to Mar 2021
- MML Investors Services, LLCFeb 2021 to Mar 2021
- Pruco Securities, LLCMar 2018 to Jan 2021
- The Prudential Insurance Company of AmericaMar 2018 to Jan 2021
- AXA Advisors, LLCMay 2017 to Feb 2018
- UnemployedJan 2017 to Sep 2017
- American College DublinJan 2015 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2017
- Series 65 · Uniform Investment Adviser Law2018
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (NY).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6519080
- Firm CRD
- 6413