Michael Philip Ferris
Investment adviser representative at LPL Financial LLC
13 yearsExperience
2 statesRegistered in
ChFC®Designation
$819.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- LPL Financial LLCApr 2024 to now
- MML Investors Services, LLCJul 2018 to Apr 2024
- Massmutual Life Insurance CoJun 2018 to Apr 2024
- Northwestern Mutual Wealth Management CompanyOct 2017 to Jul 2018
- Northwestern Mutual Investment Services LLCJan 2016 to Jul 2018
- Northwestern Mutual Life Insurance CompanyJun 2015 to Jul 2018
- StudentAug 2013 to May 2017
Designations
- ChFC®
Exams passed
- Series 63 · Uniform Securities Agent State Law2016
- Series 65 · Uniform Investment Adviser Law2018
State registrations
Registered as an investment adviser representative in 2 states (MD, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6506726
- Firm CRD
- 6413