James Thomas Murphy
Investment adviser representative at Vanguard Advisers, Inc.
13 yearsExperience
2 statesRegistered in
$344.6BFirm assets
31 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
13 years in the industry.
- Vanguard Advisers, Inc.May 2025 to now
- The Vanguard Group, Inc.Jun 2021 to now
- Vanguard Marketing CorporationJun 2021 to now
- MML Investors Services, LLCJun 2019 to Jun 2021
- Mass Mutual Life Insurance CoOct 2018 to Jun 2021
- AXA Advisors, LLCFeb 2018 to May 2019
- Penn Mutual Life Insurance CoAug 2017 to Jan 2018
- Hornor, Townsend & Kent, Inc.Jun 2017 to Jan 2018
- King Kullen GroceryMay 2017 to Aug 2017
- Northwestern MutualJun 2015 to May 2017
- Utica CollegeAug 2013 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2017
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 2 states (NC, TX).
Vanguard Advisers, Inc.
$344.6BAssets managed
791,528Clients
2,464Advisers
31 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6506723
- Firm CRD
- 106715