Joshua Michael Brocker
Investment adviser representative at Legacy Wealth
12 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$546MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
12 years in the industry.
- Legacy WealthFeb 2020 to now
- Legacy Wealth Asset Management, LLC dba Legacy WealthFeb 2020 to now
- M Holdings Securities, Inc.Feb 2019 to now
- Ameriprise FinancialJun 2016 to Feb 2019
- Bethel UniversitySep 2014 to May 2017
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2017
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 1 state (MN).
Legacy Wealth
Legal name: Legacy Wealth Asset Management, LLC
$546MAssets managed
493Clients
5Advisers
6 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6506504
- Firm CRD
- 306732