Alexandre Maltez
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
13 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Bank of America, N.A.Nov 2022 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 2022 to now
- Newbridge Securities CorporationAug 2019 to Jul 2022
- Corecap Investments, IncNov 2018 to May 2019
- Corecap AdvisorsJul 2018 to May 2019
- USA Financial SecuritiesJan 2017 to Jun 2018
- American Prosperity GroupJun 2015 to May 2019
- United Planners' Financial ServicesJun 2015 to Dec 2016
- Alexandre Maltez Independent InsuranceDec 2013 to Jul 2019
Exams passed
- Series 66 · Uniform Combined State Law2015
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6506116
- Firm CRD
- 7691