David Anthony Falcone
Investment adviser representative at Vanguard Advisers, Inc.
11 yearsExperience
2 statesRegistered in
$344.6BFirm assets
31 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
11 years in the industry.
- Vanguard Advisers, Inc.Jun 2025 to now
- The Vanguard Group, Inc.Jun 2025 to now
- Vanguard Marketing CorporationJun 2025 to now
- Cbiz Investment Advisory Services, LLCDec 2023 to Jun 2025
- Mutual of America Securities, LLCNov 2018 to Dec 2023
- Mutual of America Life Insurance CompanyNov 2018 to Nov 2020
- UnemployedJul 2018 to Oct 2018
- Merrill Lynch, Pierce, Fenner & Smith Inc.Dec 2017 to Jun 2018
- New York Life Insurance CompanyJun 2015 to Dec 2017
- Nylife Securities, LLCJun 2015 to Dec 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 2 states (PA, TX).
Vanguard Advisers, Inc.
$344.6BAssets managed
791,528Clients
2,464Advisers
31 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6504485
- Firm CRD
- 106715