Megan K Lui
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
13 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Bank of America, N.A.May 2025 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 2025 to now
- UnemploymentJul 2023 to Apr 2025
- Amazon / One MedicalFeb 2022 to Jul 2023
- MckessonMar 2019 to Feb 2022
- Extended TravelNov 2018 to Mar 2019
- HackhiveOct 2018 to Nov 2018
- General AssemblySep 2018 to Nov 2018
- Triage Consulting GroupOct 2017 to Sep 2018
- UnemploymentMay 2017 to Oct 2017
- University of Michigan Medical CenterSep 2014 to May 2017
- University of Michigan - Ann ArborSep 2013 to May 2017
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6503308
- Firm CRD
- 7691