Brian Moody
Investment adviser representative at RBC Rochdale, LLC
10 yearsExperience
2 statesRegistered in
$73BFirm assets
40 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
10 years in the industry.
- RBC Rochdale, LLCJul 2025 to now
- Cnr Securities, LLCMay 2025 to now
- Stifel Nicolaus & Co IncMar 2020 to Apr 2025
- Morgan Stanley Private Bank, N.A.Jan 2017 to Feb 2020
- Morgan StanleyJul 2016 to Feb 2020
- Fairleigh Dickinson UniversityMay 2016 to Jul 2017
Exams passed
- Series 66 · Uniform Combined State Law2016
State registrations
Registered as an investment adviser representative in 2 states (NJ, NY).
RBC Rochdale, LLC
$73BAssets managed
17,054Clients
119Advisers
40 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6503273
- Firm CRD
- 117198