Thomas Scott Roffers
Investment adviser representative at Alliancebernstein L.P.
11 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$763.4BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsSubscriptionFixed or flat feeCommissionsPerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
11 years in the industry.
- Alliancebernstein L.P.Jan 2024 to now
- Ab BernsteinNov 2023 to now
- Creative PlanningApr 2019 to Aug 2023
- The Johnston GroupJul 2017 to Mar 2019
- Sikich FinancialMay 2015 to Jul 2017
Designations
- CFP® certification
Exams passed
- Series 65 · Uniform Investment Adviser Law2016
- Series 63 · Uniform Securities Agent State Law2024
State registrations
Registered as an investment adviser representative in 2 states (MN, TX).
Alliancebernstein L.P.
$763.4BAssets managed
30,285Clients
516Advisers
27 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6503022
- Firm CRD
- 108477