Etty M Surkis
Investment adviser representative at Spc
11 yearsExperience
1 stateRegistered in
$6.1BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- SpcJul 2026 to now
- Parkland Securities, LLCJul 2026 to now
- Sigma Planning CorporationJul 2026 to now
- Excelsum Capital, Inc.Oct 2018 to now
- Nylife Securities, LLCApr 2026 to Jul 2026
- Eagle Strategies LLCApr 2025 to Feb 2026
- Nylife Securities,LLCAug 2016 to Feb 2026
- New York Life Ins CoMay 2015 to Jul 2026
Exams passed
- Series 63 · Uniform Securities Agent State Law2017
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 1 state (NY).
Spc
Legal name: Sigma Planning Corporation
$6.1BAssets managed
30,916Clients
474Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6501025
- Firm CRD
- 110692