Mary Carter Spencer
Investment adviser representative at Usi Advisors
10 yearsExperience
1 stateRegistered in
$56.3BFirm assets
27 yearsFirm in business
Are you Mary Carter Spencer? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Usi AdvisorsJun 2023 to now
- Usi Consulting GroupJun 2023 to now
- UnemployedFeb 2023 to Jun 2023
- UBS Financial Services IncOct 2019 to Feb 2023
- Dimensional Fund AdvisorsMay 2018 to Aug 2019
- The Vanguard Group, Inc.Jan 2017 to Feb 2018
- Wells FargoSep 2016 to Jan 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2017
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 1 state (CO).
Usi Advisors
Legal name: Usi Advisors, Inc.
$56.3BAssets managed
1,353Clients
72Advisers
27 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6499335
- Firm CRD
- 108113