Michael Stephen Vazza
Investment adviser representative at Pallas Capital Advisors, LLC
11 yearsExperience
1 stateRegistered in
CFADesignation
$4.3BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- Pallas Capital Advisors, LLCSep 2024 to now
- CompassApr 2022 to Sep 2024
- Fidelity Personal and Workplace AdvisorsJul 2018 to Mar 2022
- Fidelity Brokerage Services LLCMay 2015 to Mar 2022
Designations
- CFA
Exams passed
- Series 63 · Uniform Securities Agent State Law2015
- Series 65 · Uniform Investment Adviser Law2016
State registrations
Registered as an investment adviser representative in 1 state (MA).
Pallas Capital Advisors, LLC
$4.3BAssets managed
1,221Clients
28Advisers
5 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6496282
- Firm CRD
- 310327