Richard A Brennan
Investment adviser representative at HSBC Securities (USA) Inc.
10 yearsExperience
6 statesRegistered in
CFP® certificationDesignation
$3.8BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
10 years in the industry.
- HSBC Securities (USA) Inc.Nov 2023 to now
- HSBC Bank USA National AssociationNov 2023 to now
- UBS Financial ServicesNov 2021 to Aug 2023
- JP Morgan Chase BankMar 2016 to Nov 2021
- JP Morgan Securities LLCMar 2016 to Nov 2021
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2015
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 6 states (AL, MD, MI, NC, NJ, NY).
HSBC Securities (USA) Inc.
$3.8BAssets managed
12,108Clients
373Advisers
21 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6492761
- Firm CRD
- 19585