Heather M Verrill
Investment adviser representative at Principal Securities, Inc.
14 yearsExperience
1 stateRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Principal Securities, Inc.Aug 2022 to now
- Principal Life InsuranceJun 2022 to now
- Cornerstone Wealth PlanningSep 2021 to Jun 2022
- LPL Financial, LLCJul 2021 to Jun 2022
- Androscoggin BankOct 2018 to Aug 2021
- TD Bank, NAJul 2018 to Oct 2018
- Key Investment Services LLCMay 2015 to Jul 2018
- Key Bank, NAMar 2012 to Jul 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2015
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 1 state (ME).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6491323
- Firm CRD
- 1137