Douglas Angelo Moglia
Investment adviser representative at Rockefeller Capital Management
10 yearsExperience
1 stateRegistered in
CFADesignation
$99.6BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Rockefeller Financial LLCMay 2024 to now
- Rockefeller Capital ManagementMay 2024 to now
- UnemployedNov 2023 to Apr 2024
- Game of TradesApr 2023 to Nov 2023
- Morgan StanleySep 2019 to Mar 2023
- BNY MellonMar 2017 to Sep 2019
- Unemployed After CollegeAug 2016 to Feb 2017
Designations
- CFA
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
State registrations
Registered as an investment adviser representative in 1 state (NY).
Rockefeller Capital Management
Legal name: Rockefeller Financial LLC
$99.6BAssets managed
50,292Clients
692Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6489296
- Firm CRD
- 291361