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Kevin Richard Filthaut

Investment adviser representative at Park Avenue Securities LLC
5 yearsExperience
14 statesRegistered in
$19.6BFirm assets
25 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Seminars and workshops

Experience

5 years in the industry.

  1. Park Avenue Securities LLCApr 2019 to now
  2. Guardian Life InsuranceApr 2019 to now
  3. Park Avenue SecuritiesMar 2019 to Mar 2019
  4. Guardian Life Insurance Company of AmericaMay 2017 to Mar 2019
  5. UnemployedOct 2016 to May 2017
  6. University of Michigan- DearbornAug 2014 to Dec 2016

Exams passed

  • Series 63 · Uniform Securities Agent State Law2019
  • Series 65 · Uniform Investment Adviser Law2020

State registrations

Registered as an investment adviser representative in 14 states (AR, CA, CO, FL, GA, MA, MI, MN, NJ, NY, OH, SC, TX, WA).

Park Avenue Securities LLC

$19.6BAssets managed
82,118Clients
1,904Advisers
25 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6487883
Firm CRD
46173
Advisor's SEC record (opens in a new tab)
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