Grant Smith
Investment adviser representative at Waterloo Capital
11 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$2.3BFirm assets
Are you Grant Smith? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- The Leaders Group IncDec 2023 to now
- Waterloo CapitalNov 2023 to now
- WaterlooNov 2023 to now
- Smith Financial Consulting LLCJan 2023 to now
- Lighthouse FinancialMay 2015 to now
- Equitable Advisors, LLCJun 2015 to Nov 2023
- AXA Advisors, LLCJun 2015 to Jun 2020
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2015
State registrations
Registered as an investment adviser representative in 1 state (AR).
Waterloo Capital
Legal name: Waterloo Capital, L.P.
$2.3BAssets managed
2,797Clients
47Advisers
21 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6487719
- Firm CRD
- 133705