Vincent Michael Ottaviano
Investment adviser representative at Charles Schwab & Co., Inc.
11 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$0Firm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
11 years in the industry.
- Charles Schwab Bank SsbApr 2024 to now
- Charles Schwab & Co., Inc.Aug 2021 to now
- TD AmeritradeNov 2018 to Jun 2024
- Ameriprise Financial Services IncMar 2017 to Nov 2018
- EscapologyNov 2016 to Mar 2017
- Various Insurance Carriers for W&r Insurance AgenciesMay 2016 to Mar 2017
- Waddell & Reed IncMay 2015 to Mar 2017
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2016
- Series 65 · Uniform Investment Adviser Law2016
State registrations
Registered as an investment adviser representative in 1 state (NV).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6486203
- Firm CRD
- 5393