Robert Peng
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Bank of America, N.A.Nov 2025 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2025 to now
- JP Morgan Chase Bank, N.A.Mar 2022 to Sep 2025
- JP Morgan Securities, LLCMar 2022 to Sep 2025
- UnemployedDec 2021 to Feb 2022
- Prudential FinancialAug 2021 to Nov 2021
- Pruco Securities LLCJun 2021 to Nov 2021
- Nylife Securities, LLCSep 2020 to Jun 2021
- New York Life Insurance CompanyFeb 2020 to Jun 2021
- UnemployedJun 2018 to Jan 2020
- America & Asia International Investment, IncFeb 2016 to May 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6484275
- Firm CRD
- 7691