Joshua Leon
Investment adviser representative at RBC Capital Markets, LLC
14 yearsExperience
1 stateRegistered in
$310.4BFirm assets
49 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- RBC Capital Markets, LLCNov 2023 to now
- Prudential Investment Management Services LLCJan 2020 to Nov 2023
- Pgim Investments,LLCDec 2019 to Nov 2023
- Bank of America, N.A.Sep 2018 to Dec 2019
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 2018 to Dec 2019
- Wells Fargo Clearing Services, LLCNov 2016 to Aug 2018
- Wells Fargo Advisors, LLCApr 2015 to Nov 2016
- Wells Fargo Bank, NAJun 2013 to Aug 2018
- Yeshiva UniversitySep 2012 to Jun 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2015
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 1 state (NJ).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6483594
- Firm CRD
- 31194