Stephen Thomas Kelly
Investment adviser representative at Midland Wealth Management
11 yearsExperience
1 stateRegistered in
$3.2BFirm assets
3 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- Midland Wealth ManagementMay 2025 to now
- Midland Wealth Advisors, LLCApr 2025 to now
- Wells Fargo AdvisorsSep 2024 to Apr 2025
- Wells Fargo Clearing Services, LLCSep 2024 to Apr 2025
- Wells Fargo BankAug 2024 to Apr 2025
- UnemployedApr 2024 to Aug 2024
- Citigroup Global Markets Inc.Dec 2015 to Apr 2024
- CitibankNov 2015 to Mar 2024
Exams passed
- Series 63 · Uniform Securities Agent State Law2015
- Series 65 · Uniform Investment Adviser Law2020
State registrations
Registered as an investment adviser representative in 1 state (NY).
Midland Wealth Management
Legal name: Midland Wealth Advisors, LLC
$3.2BAssets managed
138Clients
22Advisers
3 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6483418
- Firm CRD
- 324997