Joseph Dean Lindley
Investment adviser representative at Ep Wealth Advisors
10 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$45.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- Ep Wealth Advisors, LLCOct 2025 to now
- Ses LLCAug 2023 to Sep 2025
- Seia LLCAug 2021 to Sep 2025
- Royal Alliance Associates, Inc.Aug 2021 to Aug 2023
- Hesen & Haslam, LLCFeb 2020 to Aug 2021
- LPL Financial, LLCFeb 2020 to Aug 2021
- UnemployedDec 2019 to Feb 2020
- Edward JonesAug 2019 to Dec 2019
- Morgan Stanley Private Bank NAApr 2018 to Aug 2019
- Morgan Stanley Smith Barney LLCDec 2017 to Aug 2019
- State FarmAug 2017 to Dec 2017
- UnemployedApr 2017 to Jul 2017
- Skyline Home LoansJan 2017 to Mar 2017
- UnemployedSep 2016 to Nov 2016
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 1 state (CA).
Ep Wealth Advisors
Legal name: Ep Wealth Advisors, LLC.
$45.1BAssets managed
20,738Clients
339Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6483389
- Firm CRD
- 111147