Robert David Albert
Investment adviser representative at Principal Securities, Inc.
11 yearsExperience
1 stateRegistered in
$17BFirm assets
28 yearsFirm in business
Are you Robert David Albert? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Principal Securities, Inc.Jul 2023 to now
- Clear View Wealth ManagementJul 2023 to now
- J & G Properties LLC, Infinity Properties LLCJun 2018 to Feb 2023
- Northwestern Mutual Wealth Management CompanyMay 2017 to Jul 2023
- Northwestern Mutual Investment Services LLCMar 2016 to Jul 2023
- Northwestern Mutual Life Insurance CompanyJun 2015 to Jul 2023
Exams passed
- Series 63 · Uniform Securities Agent State Law2016
- Series 65 · Uniform Investment Adviser Law2023
State registrations
Registered as an investment adviser representative in 1 state (WI).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6483088
- Firm CRD
- 1137