Joe Alan Williams
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
11 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Bank of America, N.A.Oct 2019 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 2019 to now
- Pickup Instant DeliveryJun 2019 to Aug 2019
- Office TeamJun 2019 to Jul 2019
- UberMay 2019 to Aug 2019
- UmemployedMar 2019 to Apr 2019
- Raymond James Financial Services Advisors Inc.Nov 2018 to Feb 2019
- Raymond James Financial Services, Inc.Nov 2018 to Feb 2019
- AXA AdvisorsDec 2017 to Sep 2018
- Florida Gun ExchangeOct 2017 to Dec 2017
- UnemployedAug 2017 to Oct 2017
- AXA Advisors, LLCMay 2015 to Jul 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2015
- Series 65 · Uniform Investment Adviser Law2016
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6482841
- Firm CRD
- 7691