Derek Paul Suboticki
Investment adviser representative at LPL Enterprise, LLC
11 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$24.9BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- LPL Enterprise, LLCSep 2026 to now
- Edelman Financial EnginesJun 2025 to Jul 2026
- UnemployedNov 2024 to Jun 2025
- Charles Schwab & Co., Inc.Jan 2022 to Nov 2024
- Charles Schwab Bank, SsbJan 2022 to Nov 2024
- Transamerica Capital Inc.Jan 2020 to Dec 2021
- UnemployedOct 2019 to Jan 2020
- Bank of the WestAug 2018 to Oct 2019
- UnemployedMar 2018 to Aug 2018
- Fidelity InvestmentsApr 2015 to Mar 2018
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2015
- Series 66 · Uniform Combined State Law2015
State registrations
Registered as an investment adviser representative in 1 state (CO).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6482222
- Firm CRD
- 8733