Richard Giannotti
Investment adviser representative at Rfg Advisory, LLC
11 yearsExperience
2 statesRegistered in
$8BFirm assets
12 yearsFirm in business
Are you Richard Giannotti? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Private Client Services, LLCJun 2025 to now
- Rfg Advisory, LLCMay 2025 to now
- Madison Avenue Securities, LLCJan 2025 to May 2025
- Madison Avenue Securities, LLCNov 2017 to Dec 2023
- Global Wealth Management Investment Advisory, Inc.Feb 2017 to May 2025
- Global Financial Private Capital, LLCApr 2015 to Aug 2017
- Global Wealth Retirement Planning LLCOct 2014 to May 2025
Exams passed
- Series 65 · Uniform Investment Adviser Law2015
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
Rfg Advisory, LLC
$8BAssets managed
17,410Clients
188Advisers
12 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6482048
- Firm CRD
- 158401