David Schmitz
Investment adviser representative at Sgl Financial, LLC
32 yearsExperience
1 stateRegistered in
$416MFirm assets
11 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
32 years in the industry.
- Sgl Financial, LLCApr 2015 to now
- David Schmitz InsuranceSep 1994 to now
Exams passed
- Series 65 · Uniform Investment Adviser Law2015
State registrations
Registered as an investment adviser representative in 1 state (WI).
Sgl Financial, LLC
$416MAssets managed
884Clients
13Advisers
11 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6481533
- Firm CRD
- 158023