Kam Kam-ying Johnston
Investment adviser representative at Northwestern Mutual Investment Services,LLC
11 yearsExperience
1 stateRegistered in
$0Firm assets
54 yearsFirm in business
Are you Kam Kam-ying Johnston? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Experience
11 years in the industry.
- Hugo AlvesJul 2026 to now
- Northwestern Mutual Wealth Management CompanySep 2023 to now
- Northwestern Mutual Investment Services, LLCMar 2022 to now
- Ashley RussoSep 2020 to Jul 2026
- Christopher Anton DimeJul 2019 to Sep 2020
- Cade Fredrick MossmanDec 2017 to Aug 2018
- Conner James GehringDec 2017 to Aug 2018
- Kathy J SanchezMar 2017 to Sep 2020
- Jim Edward MeeksApr 2015 to Feb 2017
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (CA).
Northwestern Mutual Investment Services,LLC
Legal name: Northwestern Mutual Investment Services, LLC
$0Assets managed
1Clients
2,130Advisers
54 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6478698
- Firm CRD
- 2881