Noah Polk
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
12 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- Saling Wealth AdvisorsMay 2022 to now
- Facet WealthMar 2021 to May 2022
- KPP Advisory Services, LLCDec 2020 to May 2022
- LPL Financial, LLCDec 2020 to May 2022
- Kentucky Planning PartnersDec 2020 to Jan 2021
- BairdNov 2019 to Nov 2020
- Robert W. Baird & Co. IncorporatedOct 2019 to Dec 2020
- JJB Hilliard WL Lyons LLCJun 2017 to Oct 2019
- Hilliard LyonsFeb 2015 to Oct 2019
- Kentucky Baptist ConventionJun 2014 to Mar 2021
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2016
State registrations
Registered as an investment adviser representative in 1 state (KY).
Saling Wealth Advisors
Legal name: Cardinal Strategic Wealth Guidance, LLC
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 6452602
- 283226