Courtney Cook Swan
Investment adviser representative at John Hancock Personal Financial Services, LLC
12 yearsExperience
1 stateRegistered in
$2.2BFirm assets
11 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
12 years in the industry.
- John Hancock Distributors LLCJun 2019 to now
- John Hancock Personal Financial Services, LLCSep 2017 to now
- John HancockJun 2017 to now
- John Hancock Funds, LLCJun 2017 to Jun 2019
- John Hancock Distributors LLCJan 2015 to Jun 2017
- John Hancock/jhpfsMay 2014 to Jun 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2014
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 1 state (MA).
John Hancock Personal Financial Services, LLC
$2.2BAssets managed
35,589Clients
64Advisers
11 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6436321
- Firm CRD
- 174433