Timothy Phillips
Investment adviser representative at Principal Securities, Inc.
10 yearsExperience
2 statesRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Principal Securities, Inc.Aug 2025 to now
- Principal Life Insurance CompanyAug 2025 to now
- OsaicMar 2025 to Aug 2025
- Avanti Logistics, LLCSep 2024 to Aug 2025
- Principal Life Insurance CompanyJun 2024 to Sep 2024
- Principal Securities, Inc.Jun 2024 to Sep 2024
- Unemployed/studentFeb 2024 to Jun 2024
- DavitaAug 2022 to Feb 2024
- California Sierra Express, IncMar 2015 to Jul 2022
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6435890
- Firm CRD
- 1137