Warren Gordon Mitchell
Investment adviser representative at Cetera Investment Advisers LLC
12 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Cetera Investment Advisers LLCFeb 2026 to now
- Cetera Investment Services LLCFeb 2026 to now
- Regions BankFeb 2026 to now
- Bank of America (private Bank)Oct 2024 to Jan 2026
- UnemployedApr 2024 to Oct 2024
- JP Morgan Chase Bank, N.A.Jun 2019 to Apr 2024
- JP Morgan Securities, LLCJun 2019 to Apr 2024
- Charles Schwab & Co., Inc.Dec 2014 to Jun 2019
- Charles Schwab BankDec 2014 to Jun 2019
Exams passed
- Series 66 · Uniform Combined State Law2015
State registrations
Registered as an investment adviser representative in 1 state (GA).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6435879
- Firm CRD
- 105644