Thomas Ausland Bailey
Investment adviser representative at Broadview Wealth Management, LLC
30 yearsExperience
2 statesRegistered in
$154.9MFirm assets
1 yearFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
30 years in the industry.
- Broadview Wealth Management, LLCNov 2014 to now
- Microsoft CorporationJul 1996 to now
Exams passed
- Series 65 · Uniform Investment Adviser Law2014
State registrations
Registered as an investment adviser representative in 2 states (TX, WA).
Broadview Wealth Management, LLC
$154.9MAssets managed
74Clients
1Advisers
1 yearIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6435763
- Firm CRD
- 174429