Herbert Tracy Quick
Investment adviser representative at Transamerica Financial Advisors, LLC
24 yearsExperience
1 stateRegistered in
$2.1BFirm assets
35 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
24 years in the industry.
- Inheritguard, LLCJan 2026 to now
- Zein Insurance, IncFeb 2018 to now
- Equity Smart Home Loans, IncJan 2017 to now
- Transamerica Financial Advisors, IncJan 2015 to now
- World Financial Group, Inc.Nov 2014 to now
- Self-employedAug 2002 to now
- Durham School Services / National Express, LLCNov 2022 to Oct 2024
- Impression CampaignsJul 2021 to Nov 2025
- Student Optimum ServicesJun 2020 to Jul 2022
- Lendus, LLC dba Rpm MortgageMar 2018 to Jul 2025
- Uber Technologies IncFeb 2018 to Jul 2025
- Debtmerica, LLCFeb 2017 to Mar 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law2016
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 1 state (CA).
Transamerica Financial Advisors, LLC
$2.1BAssets managed
42,735Clients
1,121Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6435022
- Firm CRD
- 16164