Michael James Roberts
Investment adviser representative at Thrivent Investment Management Inc.
12 yearsExperience
1 stateRegistered in
$20.8BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
12 years in the industry.
- Thrivent Investment Management Inc.Jun 2021 to now
- Ameriprise Financial Services, Inc.Feb 2019 to Jun 2021
- RBC Capital Markets, LLC.Aug 2018 to Feb 2019
- U.S. BankMar 2017 to Aug 2018
- U.S. Bancorp Investments, Inc.Dec 2014 to Aug 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2015
- Series 65 · Uniform Investment Adviser Law2019
State registrations
Registered as an investment adviser representative in 1 state (MN).
Thrivent Investment Management Inc.
$20.8BAssets managed
125,754Clients
3,179Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6433967
- Firm CRD
- 18387