Keith Waterman
Investment adviser representative at Osaic Wealth, Inc.
12 yearsExperience
2 statesRegistered in
$234.9BFirm assets
29 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Osaic Wealth, Inc.Sep 2025 to now
- Resource Planning GroupJan 2020 to now
- Commonwealth Financial NetworkJan 2020 to Sep 2025
- Cambridge Investment Research Advisors, Inc.Sep 2015 to Jan 2020
- Cambridge Investment Research IncJan 2014 to Jan 2020
Exams passed
- Series 66 · Uniform Combined State Law2015
State registrations
Registered as an investment adviser representative in 2 states (IN, TX).
Osaic Wealth, Inc.
$234.9BAssets managed
575,512Clients
7,792Advisers
29 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6433659
- Firm CRD
- 23131