David Eric Engel
Investment adviser representative at Principal Securities, Inc.
10 yearsExperience
1 stateRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Principal Securities, Inc.Aug 2025 to now
- Principal Life Insurance CompanyAug 2025 to now
- UnemployedOct 2024 to Aug 2025
- Guild MortgageMar 2024 to Oct 2024
- Academy MortgageOct 2023 to Mar 2024
- Cardinal FinancialOct 2022 to Oct 2023
- Caliber Home LoansApr 2021 to Sep 2022
- HallconMar 2020 to Mar 2021
- Mcdermott Will & EmeryJun 2017 to Mar 2020
- Student UnemployedOct 2016 to Jun 2017
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (PA).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6433182
- Firm CRD
- 1137