James Robert Carnaghi
Investment adviser representative at LPL Financial LLC
11 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- LPL Financial LLCJul 2021 to now
- Rotary Club of CadillacJul 2020 to Jul 2021
- Duskwood Dawn IncOct 2018 to Sep 2022
- Connect FinancialOct 2018 to Jul 2021
- Various Insurance Carriers for W&r Insurance AgenciesSep 2018 to Jul 2021
- Waddell & Reed, Inc.Sep 2018 to Jul 2021
- American General (AIG)Sep 2018 to Sep 2018
- John HancockSep 2018 to Sep 2018
- Pacific LifeSep 2018 to Sep 2018
- PrudentialSep 2018 to Sep 2018
- City of New Baltimore Downtown Development Authority (dda)Aug 2017 to Sep 2018
- Lifetime Financial CorporationJun 2017 to Dec 2018
- Carnaghi Financial Services, LLCFeb 2017 to Dec 2018
- Action Financial Management, Inc.Feb 2017 to Sep 2018
- Sigma Financial CorporationFeb 2017 to Sep 2018
- Parkland Securities, LLCMar 2016 to Feb 2017
- Arkk Engineering Inc.Nov 2015 to Mar 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2015
- Series 65 · Uniform Investment Adviser Law2016
State registrations
Registered as an investment adviser representative in 2 states (MI, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6431871
- Firm CRD
- 6413