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Ethan Richard Cordray

Investment adviser representative at Mariner
11 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$125.4BFirm assets

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

11 years in the industry.

  1. MarinerJan 2020 to now
  2. Mariner Wealth AdvisorsAug 2019 to now
  3. Northwestern Mutual Wealth Management CompanyApr 2017 to Aug 2019
  4. Northwestern Mutual Investment Services LLCJul 2015 to Aug 2019
  5. Northwestern Mutual Life Insurance CompanyJan 2015 to Aug 2019

Designations

  • CFP® certification

Exams passed

  • Series 63 · Uniform Securities Agent State Law2016
  • Series 65 · Uniform Investment Adviser Law2019

State registrations

Registered as an investment adviser representative in 2 states (OK, TX).

Mariner

Legal name: Mariner, LLC

$125.4BAssets managed
55,512Clients
991Advisers
20 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6431791
Firm CRD
140195
Advisor's SEC record (opens in a new tab)
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