Derek N Spencer
Investment adviser representative at Ellsworth Advisors, LLC
11 yearsExperience
1 stateRegistered in
$1.4BFirm assets
8 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- Ellsworth Advisors, LLCMar 2026 to now
- Stratos Wealth Partners, Ltd.Jun 2025 to now
- LPL Financial LLCMar 2025 to now
- Paragon Financial Group LLCJun 2023 to Mar 2025
- Air Everywhere CorpDec 2017 to Mar 2025
- Key Private BankNov 2016 to Dec 2017
- Cortland Private Wealth ManagementFeb 2016 to Nov 2016
- Ellsworth Private Wealth ManagementJun 2015 to Nov 2016
- LPL Financial LLCJun 2015 to Nov 2016
- Stratos Wealth PartnersMay 2015 to Nov 2016
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (OH).
Ellsworth Advisors, LLC
$1.4BAssets managed
860Clients
14Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6431464
- Firm CRD
- 297464