James A Henriquez
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
12 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
Are you James A Henriquez? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2023 to now
- Infinex Investments, Inc.Oct 2021 to May 2023
- Popular InvestmentsAug 2021 to May 2023
- Popular MortgageAug 2021 to May 2023
- Kovack Securities, LLCMar 2018 to Aug 2021
- Columbus Capital LendingSep 2017 to Dec 2017
- Florida International UniversityAug 2015 to May 2017
- Royal Bank of CanadaDec 2014 to Aug 2017
- Dsh JewelersJun 2014 to Dec 2016
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6428768
- Firm CRD
- 7691