Susan T Gillespie
Investment adviser representative at Mariner Independent
28 yearsExperience
1 stateRegistered in
$7.3BFirm assets
7 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
28 years in the industry.
- Mariner IndependentOct 2024 to now
- Mariner Platform SolutionsOct 2024 to now
- Pax Financial AdvisorsOct 2024 to now
- Bank of America, N.A.Jan 2022 to Sep 2024
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2021 to Jan 2022
- Truist Advisory Services, Inc.Feb 2021 to Oct 2021
- Truist Investment Services, Inc.Feb 2021 to Oct 2021
- Suntrust Advisory Services, IncOct 2020 to Feb 2021
- Suntrust Investment Services, IncOct 2020 to Feb 2021
- Bb&tSep 2018 to Feb 2021
- Bb&t Securities, LLCSep 2018 to Feb 2021
- Pruco Securities LLCNov 2014 to Sep 2018
- The Prudential Insurance Company of AmericaNov 2014 to Sep 2018
- Psc HighpointJul 1998 to May 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2015
- Series 65 · Uniform Investment Adviser Law2015
State registrations
Registered as an investment adviser representative in 1 state (PA).
Mariner Independent
Legal name: Mariner Platform Solutions, LLC
$7.3BAssets managed
4,307Clients
120Advisers
7 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6428278
- Firm CRD
- 305418