John Guess
Investment adviser representative at Private Advisor Group, LLC
12 yearsExperience
1 stateRegistered in
$57.7BFirm assets
15 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Private Advisor Group, LLCJun 2026 to now
- LPL Financial LLCJun 2025 to now
- West Capital Wealth ManagementJun 2025 to now
- Mariner IndependentJun 2025 to Jul 2026
- Edward JonesMay 2018 to Jun 2025
- Springer Financial AdvisorsApr 2017 to May 2018
- MML Investors ServicesFeb 2017 to Mar 2017
- Massmutual Life Insurance CompanyDec 2016 to Mar 2017
- Thrivent FinancialMay 2015 to Dec 2016
- Thrivent Investment Management IncDec 2014 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2015
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 1 state (CA).
Private Advisor Group, LLC
$57.7BAssets managed
170,206Clients
919Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6426826
- Firm CRD
- 155216