James Patrick Darby
Investment adviser representative at Adell Harriman & Carpenter
11 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$2.1BFirm assets
Are you James Patrick Darby? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
11 years in the industry.
- Adell, Harriman & Carpenter, Inc.Jul 2026 to now
- RBC Capital Markets, LLCJun 2024 to Jul 2026
- UBS Financial Services IncDec 2018 to Jun 2024
- Usca Securities LLCAug 2015 to Dec 2018
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2015
- Series 66 · Uniform Combined State Law2015
State registrations
Registered as an investment adviser representative in 1 state (TX).
Adell Harriman & Carpenter
Legal name: Adell Harriman & Carpenter Inc
$2.1BAssets managed
819Clients
6Advisers
30 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6426424
- Firm CRD
- 107488