Aleese Peterson-cotton
Investment adviser representative at Northern Trust Securities, Inc
12 yearsExperience
1 stateRegistered in
$1.7BFirm assets
11 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
12 years in the industry.
- Northern Trust Securities, Inc.Aug 2025 to now
- Northern TrustAug 2025 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 2022 to Aug 2025
- UnemployedJun 2020 to Feb 2022
- Alphaflow Advisor LLCOct 2018 to Jun 2020
- UnemployedJun 2018 to Oct 2018
- Golub Group, LLCOct 2017 to Jun 2018
- UnemployedSep 2017 to Oct 2017
- Bank of America, Na and Merrill Lynch, Pierce, Fenner & Smith InOct 2014 to Aug 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2015
- Series 65 · Uniform Investment Adviser Law2015
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (CA).
Northern Trust Securities, Inc
Legal name: Northern Trust Securities, Inc.
$1.7BAssets managed
2,053Clients
100Advisers
11 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6424806
- Firm CRD
- 7927