Rebecca Nathe
Investment adviser representative at RBC Capital Markets, LLC
11 yearsExperience
2 statesRegistered in
$310.4BFirm assets
49 yearsFirm in business
Are you Rebecca Nathe? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- RBC Capital Markets, LLCNov 2025 to now
- Ameriprise Financial Services, LLCFeb 2025 to Aug 2025
- Morgan Stanley Smith Barney LLCApr 2022 to Jan 2025
- UnemployedDec 2021 to Apr 2022
- Kestra Advisory Services, LLCNov 2021 to Dec 2021
- Kestra Investment Services, LLCNov 2021 to Dec 2021
- The Hebets CompanyAug 2021 to Dec 2021
- M Holdings Securities, Inc.Oct 2016 to Aug 2021
- Cohn Financial GroupNov 2014 to Aug 2021
Exams passed
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 2 states (AZ, TX).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6424404
- Firm CRD
- 31194